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Securities and Futures Prep


Securities and Futures Prep Courses

Requirements for all 50 States

The National Association of Securities Dealers (NASD) requires any securities professional associated with a member firm to be register with NASD. One of the steps in gaining registration is passing specific NASD administered examinations. To find the most up to date information about the different examinations and qualification please visit the NASD website at

Most NASD administered examinations require you to be sponsored by an NASD member firm, a self-regulatory organization, a state regulator or an exchange. The sponsoring entity will either submit the application for you, or provide you with further instruction on how to submit the application. Once again all information can be found by visiting the NASD website.

Individual Courses include: